SEC's Role and Responsibilities U.S. Securities and Exchange Commission The U.S. Securities and Exchange Commission (SEC) is a federal regulatory agency in the United States responsible for overseeing and regulating the securities industry, including the stock and options exchanges. Its primary mission is to protect investors, maintain fair and efficient markets, and facilitate capital formation. The SEC achieves these goals through various activities, including enforcing securities laws, regulating securities firms and professionals, and ensuring that investors have access to accurate and timely information about publicly traded companies. It plays a crucial role in maintaining the integrity and transparency of financial markets in the United States. SEC Overview and Functions : • Enforcement : The SEC enforces securities laws by investigating and taking action against individuals and entities that engage in fraudulent or illegal activities in the financial markets. • Regula...